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    Redistricting the Iowa Way

    by: ragbrai08

    Mon Mar 16, 2009 at 17:04:10 PM CDT


    (Thanks to ragbrai08 for this outstanding piece. - promoted by desmoinesdem)

    For some fascinating reading, take a look at the 2001 Report of the Temporary Redistricting Advisory Commission (TRAC) to the General Assembly. Four arguments dominated the public comments:
    • population variance statistics should meet or exceed past redistricting standards.
    • Iowans desire an urban-rural mix.
    • (related to above) District 5 is too large.
    • Corridors of economic/community interest should be preserved, with Johnson/Linn mentioned most frequently.
    The minority report dismissed these arguments, citing political theatre managed by citizen-ringers and their sponsors:
    During the public hearings, Commission members heard from perhaps a couple hundred individuals, many of whom were there at the request of one political party or another. Their remarks were by and large following scripted "talking points" presenting a political party's particular view of the plan. Generally speaking, the negative comments focused on the following issues: (1) the lack of rural/urban mix; (2) too great a percentage variance in districts; (3) the lack of "historic" connections between counties including the loss of traditional economic connections, (4) incumbency, and (5) the geographic size of the 5th Congressional District.
    ragbrai08 :: Redistricting the Iowa Way
    It is interesting to note the role-reversal of partisans. Those content with the first map argued for a minimalist interpretation of the Iowa Code -- it's within spec, so let's move on! Those promoting a second effort invoked augmenting the Code with common sense prescriptions -- the Iowa Way, if you will.

    While the Legislative Service Bureau (correctly) pointed out in rebuttal that the federal census provides no formal classification of rural/urban persons and offers no formal definition of political subdivisions corresponding to "communities of common interest," arguing that the judgment of pointy-headed D.C. bureaucrats trumps local concerns is a case nobody wants to make. Census, Schmensus: If the initial effort in 2011 packs the population into three thriving, fecund districts while corralling the low-density, aging population into one district with almost half of the state's counties (a possible outcome in 2011), expect to hear these arguments yet again from parties representing the plan's opponents.

    Commentators have noted that the underlying driver for the successful campaign to reject the initial proposal stemmed from state legislator dissatisfaction with the accompanying state senate/house configurations. Probably quite true, however, the key point is that almost any map produced will have its detractors, so the name of the game is to meet, or better yet, to exceed Code specifications with an otherwise judicious blend of interests as the best hedge against likely arguments.

    In my view, the LSB made a tactical error by asserting in its first proposal:

    the Congressional plan selected had the lowest absolute mean deviation of any of the plans drawn that also had districts that were composed of conveniently contiguous territory that were compact in form.

    Now let's look at the comparative statistics from the second report:


    (Note: last entry should read 2nd Proposal/House)


    No matter how suspect the intentions of the first proposal's critics, the second plan displays significant improvement in population equality without real deterioration in compactness standards (an argument for nominal improvement may even be attempted). Note similar trends for senate/house maps. Furthermore, while both plans are in compliance with the Code, it is difficult to argue against order-of-magnitude improvement from 130.2 persons/district to 47 persons/district. This also established a precedent that minimization of population statistics is desirable, if possible.

    Generally speaking, the blanket statement made in the original report was unwise because redistricting is a combinatorial optimization problem that is targeted with heuristic methods, which, by definition, do not guarantee convergence to the optimal solution in a finite amount of time.

    Most citizens are not interested in the finer details of algorithms that find solutions to these types of problems. Fair or not, the average person is suspicious when a proposal is advertised as 'best,' yet improvements are found under pressure. This undermines the authority and legitimacy of the plan-makers. For this reason, I expect that in 2011, every reasonable effort will be made for successful approval of the initial plan, with much attention focused on minimization of population variance statistics. For example, one district in the neighborhood of the allowable 1% deviation from the ideal population is highly unlikely.

    In 1992, a (Republican-leaning) group called Iowans Against Gerrymandering sought access to the source code and associated database procured by the LSB in service of its redistricting mission. The Iowa Supreme Court found:

    The databases were created for and purchased by the General Assembly for use in legislative redistricting and the computer program developed by the vendor interrelated the different forms and sources of information. The database was encrypted, or coded, as required by contract with the original creator of the software. The information or raw data used in the databases was public information and was otherwise available to the plaintiff. The Supreme Court held that the computer databases were a trade secret of the vendor who prepared them.


    As noted, the data is (or will be) available to the public. ArcView GIS is the front-end tool currently used to display and manipulate spatial information. A plug-in to ArcView from a Maryland vendor generates plans for initial consideration. Not only is it fairly straightforward to emulate a similar environment without spending a penny, the potential exists to improve on any automated drawing procedure. There are at least three applicable algorithms, which is probably more than what the plug-in supports.

    The LSB has a narrow window for producing the initial plan, on the order of two months, but there is nothing that prevents a blog like this one from embarking on a group project to do the same, whether reviewing individual submissions or enabling automated procedures to exhaust possibilities in conjunction with 'public hearings' sponsored by the blog. Well, there is one caveat -- partisans may not like some of the contenders. On the other hand, this may produce the configuration of your dreams, or, some lucky Bleeding Heartlander may serve on the next TRAC!

    Finally, a few comments about plans already proposed by various bloggers and commentators. For convenience, all three are reproduced below. K refers to Krusty Konservative's proposal, discussed in detail here. His discussion is a specific comparison to nathaniel90's configuration, N, presented here. On Friday, new Bleeding Heartland user ghbraves, now known as G, offered a third option in comments.


    Some tedious housekeeping is required:

    The following source data are available:

    July 1, 2008 estimate of statewide population: 3,002,555. Not usable, no associated breakdown by county available.

    Revision of July 1, 2007 estimate: 2,983,360. No associated breakdown by county available. Note that the revision adjusts the population downward. Generally, revisions are made to provisional estimates once final figures for births, housing permits and state tax returns are available.

    July 1, 2007 estimate (Excel/.xls): 2,988,046. This spreadsheet provides the most recent estimates for county populations.

    County population projections for 2010 (Excel/.xls).

    It is important to note that as the decennial census is still in progress, no determination of success can be made with certainty. The main point here is that small changes do make a difference. ghbraves remarks:

    I imagine that all of our respective pop. estimates won't be too different. As for me, I simply took the most recent county population figures and educationally estimated a logically appropriate increase in population. I don't think it'll be a huge difference, though
    and Krusty explains:
    In fact, I could not find my original notes so the numbers I plugged into their model are slightly different from the numbers I must have used in January.
    Let's start with Krusty. Adding up the column of population figures associated with his plan yields 2,983,805, a mystery figure. It is a bit larger than the 7/1/2007 revision, which offers no associated county-level allocation but less than 7/1/2007 estimate by 4,241 persons. Applying the known data linked above to Krusty's proposal results in its failure -- specifically, excess population in District 4.

    In a bizarre twist, Krusty assigns another mystery figure, a total of 2,982,383, to nathaniel90's configuration. In fact, nathaniel90 is comfortably within specifications using the figures he obtained from the ISDC. In other words, if the redistricting were held today, using the most recent county population figures, nathaniel90's plan would be promoted for further consideration while Krusty would be close but not a kontender.

    Model G fares quite poorly, but as ghbraves has stated, it is intended to represent county growth and decline rates beyond 2007.

    Krusty also lays claim to greater compactness. Compactness is a very controversial issue, with over thirty standards in the literature. The software used by the LSB features twelve optional measures. The Iowa Code specifies two standards for use in Iowa redistricting: the average of the absolute differences between district lengths/widths (smaller score is better) per plan in conjunction with a plan perimeter score, the total amount of perimeter used to construct districts in a map (smaller is better).

    If this seems puzzling, consider the following. The most compact district is a circle, the shape that uniquely minimizes a perimeter for any given area. Creating circular districts is near-impossible, of course, so regular n-sided polygons are considered next. While the Code mentions hexagons, realistically, the shape of Iowa's counties and the contiguity requirement makes the square the natural model for compactness. So, the absolute value of a district's length minus width is the deviation from squareness.

    As an example, arrange nine "counties" in a 3x3 matrix, assigning each county unit length. Now, remove each corner county and assign one to each remaining branch. The two shapes, a square and a cross, possess identical |L-W| values, but the cross generates greater perimeter, hence the inclusion of a test to reward parsimonious usage/penalize for excess.

    To assess compactness, I created ArcView shapefiles for the three plans, to ensure uniform application of the standard (measurement of natural boundary perimeters, identification of extreme points of lat/lon, etc). For the |L-W| measurement, it's a toss-up between Krusty and nathaniel90, with ghbraves closely behind.

    For the perimeter standard, ghbraves makes most efficient use of perimeter, followed by nathaniel90 and Krusty. The differences are not of sufficient magnitude for any one configuration to claim dominance. This, of course, makes desmoinesdem's father the real winner with his observation that "reasonable minds can differ." The take-home point is that the compactness measure, as defined, has little discriminatory power and is unlikely to be a focal point in 2011. That Iowa even defines a measure is simply a guard against extremely suspicious meanderings -- you're fine unless your districts have fingers.

    As cited above, the state has some "official forecasts," which are actually made by a Washington, D.C. firm. desmoinesdem comments:

    A big question mark will be Dallas County, which grew at a ridiculous pace between 2000 and 2007. Presumably the collapse of the housing market will limit further growth from 2008-2010, but who knows?
    Here you will find the historical trend and forecast for Dallas County on one graph. Note that the trend is damped, while ghbraves uses the more bouyant figure of 65,000. Perhaps it is not surprising that model G improves using the official projections for 2010 but still fails. However, the forecasts will almost certainly not be the actual census figures, so the real point is that small differences do have an impact on viability.

    The principle difference between a forecast and a revision is that the latter uses actual state data on births and deaths, from housing permits and from income tax returns as soon as they are available. A forecast is different as the trend is based on predicting the macroscopic net migration rate as well as the natural change (birth - death), all with national/state/local components of trend.

    I wondered in comments how model N would fare in the future, especially with boomer aging. There are some recent negative spikes in annual natural change in certain counties like Adams, Appanoose, Audubon, etc. nathaniel90's model does fail using these forecasts, as his District 4 falls below the 1% threshold while District 3 continues to grow beyond it. The Dumb Luck award goes to Krusty, as the relative decline of District 4 to his District 3's growth brings his model back from the dead.

    Sometimes, life is unfair.

    Tags: , , , , , , , , , , , , (All Tags)
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    Tweet This!
    Wow (4.00 / 1)
    I wondered where you had been, and what you were up to...

    Now, speaking purely as the devout anarchist I am, if only we could harness all that energy and talent for the greater good.

    Che! Che! Che Guevara!! El gobierno a la chingada!!


    u would not believe (4.00 / 2)
    how  much trouble I've caused for bad people over the years ...

    [ Parent ]
    somehow I'm not surprised (4.00 / 1)
    My dad was right about most things.

    Thanks for this excellent piece. I recommend cross-posting at national blogs, especially Swing State Project but also MyDD and Daily Kos (if you have an account there).

    Invite other Iowa political junkies to join us at Bleeding Heartland.


    well, (4.00 / 1)
    less interested in exposure and more interested in driving traffic to Bleeding Heartland.

    Sorry to read that your dad is no longer w/ us.


    [ Parent ]
    footnotes (4.00 / 3)
    1. I have not had the opportunity to check out the redistricting plug-in. It may not feature any sophisticated automation procedures. It could be a 'point-and-click' type tool that allows you to change potential boundaries w/ instant population updates. This speeds up the task compared to pencil and paper, but it'd still be a human cycling through options.

    2. It looks nice to make the districts look as 'regular' or compact as possible, but don't be afraid to let a couple of counties hang out there in the breeze.

    3. TRAC is the interface b/t the LSB and the public and also the LSB resource for "questions not addressed directly in the Code," which opens the door a bit for "common sense."

    The law requires recording of public input, oral & written. So, if you have a map in rebuttal to what is proposed, you will be heard!


    Very impressive (4.00 / 3)
    I have not had the opportunity to check out the redistricting plug-in.

    So, is this program readily available for download?  If so, what figures does it use for redistricting?

    I enjoyed your analysis.  Thanks for not ripping apart model G too much.  Here's one more I came up with.  I like this one because it increases the number of counties in districts 1 and 2.

    My original G model had 12 counties in one district, and 17 counties in another.  This newer model expands each districts geographic area.  Now, the smallest district has 17 counties.

    Based on your understanding of redistricting in the states, do you believe that with only 4 districts, it will be feasible to have a district that does not touch the border whatsoever?  Obviously Nathaniel and Krusty created a map where border touching does not occur, but would the commission view this as advantageous?  

    I only ask because I've been going on the assumption that each CD should touch a border, since there are only four.

    Free Image Hosting at www.ImageShack.us

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    I wish! (4.00 / 1)
    So, is this program readily available for download?

    No, it's a commercial product.

    EDS, the company mentioned in the court case, is a Mannasas, VA (NOVA) voting-systems consulting firm. As far as I can tell, they offer a "turnkey" package, one component of which is the plug-in, which is owned by an Annapolis, MD firm.

    what figures does it use for redistricting?

    Generally speaking, census pop -- at the census block/group/tract, city and county levels. The population is also segmented by race for drawing VRA districts, but this is not an issue for IA. This level of detail is found in the Census SF1 (Summary Form 1) - population, segmented by race, for each census block, the smallest geographical unit.

    You will see in the link below, that the state has posted "equivalency files," census block-to-district assignments.

    Remember, that while we tend to look at this by county for Congressional districts, the redistricting folks are simultaneously working on senate/house maps and are accounting for things like "cities located in more than one county and kept entirely within a single senate and house district." They need to know "what belongs" to each jurisdiction -- what are the municipal limits, and how do we account for the population?

    You can't simply re-use the 2001 equivalency file, because we'll have more (new) census blocks in 2011, for example in Waukee. That's what the LSB does in its off-time -- they assist w/ defining new blocks in areas of new population & construction.

    Back to the vendors ... that all of this is sourced in the dc area isn't too surprising. While things are changing due to the internet, there is still a time lag between data publication & general availability. The redistricting process in 2011 will kickoff with an announcement like this. but who knows if we can get our hands on the new data on Day One? Luckily, I live in the dc area most of the year, so I volunteer to rush over to Commerce, if necessary. Second, I go biking to Annapolis during springtime, so I plan to stop by the offices of the company that actually develops and maintains the plug-in. I'll post a link to the marketing brochures as soon as I confirm, although I'm 99% sure that it's the right outfit.

    What Iowa does make available is the ArcView shapefiles for Congressional/Senate/House districts, probably after the fact.

    Last year, I decided that I wanted to learn a bit about GIS systems (Geographic Information Systems), and I decided to focus on Iowa due to its balance of regular (square) and natural features. So basically, I happen to be well-situated to dream up efficient ways of rearranging boundaries, depending on the data stream. I've wanted to put some of this up in diary form for a while now, but the blog interface prohibits easy sharing due to the massive overhead associated w/ GIS maps.

    I will put up a diary within a week with some introductory material, probably using overlays on Google Maps.

    Thanks for not ripping apart model G too much

    No reason to -- it could be the final map! Really, the only point is how very small shifts can sink a configuration. BTW, I totally respect that you did your own forecasting -- very forward-thinking (and difficult to do).

    it will be feasible to have a district that does not touch the border whatsoever?

    I'm not sure what you mean -- if you're saying a district that has no border on a state line, I think yes, why not?

     


    [ Parent ]
    Dang...you are very well informed (4.00 / 1)
    on this subject.  Thanks for the detailed reply.

    It sounds like this corporation that assists in redistricting has a pretty sweet govt. contract.

    My final question was indeed focused on the state border.  With all things equal, which would have the advantage?
    > A map with all four CDs touching the state border
    > A map with only 3 CDs touching the state border

    You answered my question, though, I'm guessing it does not matter all all.  Thanks ragbrai.


    [ Parent ]
    that's what I thought as well (4.00 / 1)
    pretty sweet govt. contract

    It makes sense, though. I recall reading that the states got their numbers sometime in Feb (see, there's a time lag ...). So this means about two months to come up w/ a plan -- a big job. You just don't want to spend the time mucking around w/ govt files and building a db. Even worse -- testing different pieces of software and making sure they play together nicely. And if you're offering a turnkey package, in the event of a data issue, good to be near the govt agencies if you've promised, say Iowa, 72-hr turnaround.

    What makes me LOL is Iowans Against Gerrymandering and their demands that a turnkey package be delivered to them. Sheesh.

    I do think these topics are very important, and not just for redistricting. Take the Iowa Caucus, for example -- combining geographic/demographic/marketing information means that a pol can visit your high school and sound just like your neighbor, but 100 miles away, he/she can also sound like somebody else's neighbor. I'm also a little worried about electronic health records. I have bad dreams about a market of side bets on when I'm supposed to kick the bucket, and the desperation of investors if I outperform! A lot of info is getting strung together these days.  


    [ Parent ]
    Wouldn't that be quite the privacy leap? (4.00 / 1)
    When I hear Obama say "let's make paper medical records electronic" I always assumed that the electronic records would simply stay in the office (naive alert!) much like paper records.  

    After all, privacy is paramount.  However, considering the value put on privacy these days (read: none) I wouldn't be surprised if something like that would occur.  

    A lot of info is getting strung together these days.

    Indeed...very disconcerting.


    [ Parent ]
    Let's pretend (4.00 / 2)
    that individual privacy is guaranteed.

    Now take a look at this map at the NYT. Nice job, check out the filters for rural/manufacturing/housing bubbles.

    All of this is info available to the public, aggregated at the county level from BLS.

    The credit card companies are cutting back on credit lines left and right. In fact, some sort of federal law requiring notice won't even go into effect until next year, so some unfortunates are finding out at the store when their purchase is rejected.

    From my reading of comments at financial blogs, it's fairly clear that the first wave to get this treatment lives in these "high-risk" areas of unemployment.

    Think about it -- the CC companies you do business with have ready access to your credit file. So, if you live in a high-risk area AND start revolving balances, look out!

    Extending this to health records -- your insurance company will, of course, have access to your details, as well as perhaps their "partners" (which these days includes financial products and services). Add in information about food habits in your zip, say. Or, perhaps that coal plant down the road a bit.  


    [ Parent ]
    Ahhh...21st century United States (4.00 / 1)
    The pinnacle of Pax Americana is when conglomerates have organized all of us citizens into neat little categories.

    What a fun and sexy time for us!

    Sidenote: A very exceptional map by the NYT.


    [ Parent ]
    "Fun and sexy" is an (0.00 / 0)
    obscure Arrested Development reference...if you haven't seen the show, we can move on.

    [ Parent ]
    that map is also interesting (0.00 / 0)
    I wonder what the partisan voting index would be for the third district in that configuration. Seems like it would be a good district for Latham, containing more counties that he's represented for a long time.

    Invite other Iowa political junkies to join us at Bleeding Heartland.

    [ Parent ]
    PVI? Not sure exactly (4.00 / 1)
    but I agree.  I think that this one would probably favor Latham more than my first one.  The PVI still would lean Dem, but not as much.

    It's just quality fun: doodling around with the figures and counties, and making different maps.  Dynamite!


    [ Parent ]
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